Roderick David Manson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 27 May 2002)
    • CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
  • Malory Investment Services Limited

    FRN 211892

    • (1)Employed By (since 27 May 2002)
  • Malory Investments Ltd (K377) (no longer approved here)

    FRN 179811

    • (2)Employed By (4 Dec 1998 to 13 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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