Roderic Dylan Owen-Thomas

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Enigma Strategy Limited

    FRN 926961

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2020)
    • SMF3 Executive Director (since 9 Sep 2020)
    • [FCA CF] Client dealing (since 9 Sep 2020)
    • SMF16 Compliance Oversight (9 Sep 2020 to 25 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Sep 2020 to 25 Jul 2023)
  • Mayfair Capital Limited (no longer approved here)

    FRN 766642

    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jul 2022 to 29 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 29 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2017 to 8 Dec 2019)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)
  • Logic Investments Ltd (no longer approved here)

    FRN 516459

    • CF1 Director (AR) (1 Jul 2016 to 31 Mar 2017)
    • CF30 Customer (1 Jul 2016 to 31 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.