Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DEWM Limited

    FRN 604931

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Dec 2016)
    • CF30 Customer (since 1 Dec 2016)
    • Employed By (since 1 Dec 2016)
  • Business & Personal Investment Limited (no longer approved here)

    FRN 425865

    • CF30 Customer (25 Jul 2012 to 6 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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