Robin Windle

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Client dealing (since 28 May 2023)
    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Sep 2018)
    • [FCA CF] Material risk taker (since 25 Sep 2018)
  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Client dealing (since 28 May 2023)
    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Sep 2018)
    • [FCA CF] Material risk taker (since 25 Sep 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (30 Jul 2012 to 16 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 16 Sep 2013)
    • CF21 Investment Adviser (22 Nov 2006 to 31 Oct 2007)
    • CF26 Customer Trading (13 Nov 2006 to 22 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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