Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (23 Nov 2016 to 20 Oct 2020)
    • CF30 Customer (30 Sep 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (23 Nov 2016 to 20 Oct 2020)
    • CF30 Customer (30 Sep 2013 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Jun 2012 to 9 May 2013)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Jun 2012 to 9 May 2013)
  • Tudor Capital Europe LLP (no longer approved here)

    FRN 492155

    • CF30 Customer (8 Apr 2009 to 30 Nov 2011)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.