Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (24 Oct 2019 to 22 Apr 2020)
- SMF9 Chair of the Governing Body (7 Mar 2016 to 24 Oct 2019)
- CF2 Non Executive Director (5 Dec 2011 to 6 Mar 2016)
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- CF29 Significant management (1 Nov 2007 to 31 Aug 2011)
- Responsible for Insurance Mediation (14 Jan 2005 to 11 Nov 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Dec 2004)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.