Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 12 Nov 2021)
- [FCA CF] Manager of certification employee (19 Jul 2021 to 16 Dec 2025)
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (19 Jul 2021 to 16 Dec 2025)
- CF30 Customer (1 Apr 2009 to 12 Aug 2010)
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- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (19 Jul 2021 to 16 Dec 2025)
- CF30 Customer (16 Dec 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.