Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan SE
FRN 755066
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 30 Nov 2023)
- [FCA CF] Client dealing (since 30 Nov 2023)
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- [FCA CF] Manager of certification employee (9 Oct 2017 to 28 Nov 2020)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 28 Nov 2020)
- CF30 Customer (4 Jan 2013 to 6 Mar 2016)
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- CF21 Investment Adviser (28 Apr 2006 to 1 Oct 2006)
- CF22 Investment Adviser (Trainee) (3 Oct 2005 to 28 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.