Robin Peter Dodd

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd

    FRN 186419

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 30 Oct 2007)
    • CF24 Pension Transfer Specialist (30 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2007 to 31 Oct 2007)
  • Portal Financial Management Ltd

    FRN 472293

    • (1)Employed By (since 13 Sep 2007)
  • Ravencourt Financial Services Ltd (no longer approved here)

    FRN 414516

    • (13)Employed By (4 Jan 2007 to 13 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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