Robin Owen Smith

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MPH Wealth Management Limited (no longer approved here)
FRN 592289
- (1)Employed By (1 Mar 2017 to 28 Aug 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (27 Mar 2012 to 1 Mar 2017)
- CF30 Customer (27 Oct 2011 to 28 Aug 2020)
Smith Walker Westwood Financial Consultants Limited (0595) (no longer approved here)
FRN 154764
- (3)Employed By (1 Oct 1998 to 30 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.