Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 11 Jan 2024)
    • (4)Employed By (31 Oct 2014 to 11 Jan 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 2 Jan 2024)
    • CF30 Customer (since 9 Nov 2023)
    • CF1 Director (AR) (since 9 Nov 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2024)
    • CF30 Customer (18 Jun 2013 to 2 Jul 2014)
    • CF1 Director (AR) (13 Jun 2013 to 11 Jan 2024)
    • CF4 Partner (AR) (6 Mar 2006 to 21 Jun 2013)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Direct Independent Financial Consultants Ltd

  2. controlled function added: (4)Employed By at Direct Independent Financial Consultants Ltd

  3. controlled function added: (1)Employed By at Direct Independent Financial Consultants Ltd