Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Direct Independent Financial Consultants Ltd
FRN 182200
- (1)Employed By (since 11 Jan 2024)
- (4)Employed By (31 Oct 2014 to 11 Jan 2024)
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 2 Jan 2024)
- CF30 Customer (since 9 Nov 2023)
- CF1 Director (AR) (since 9 Nov 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2024)
- CF30 Customer (18 Jun 2013 to 2 Jul 2014)
- CF1 Director (AR) (13 Jun 2013 to 11 Jan 2024)
- CF4 Partner (AR) (6 Mar 2006 to 21 Jun 2013)
- CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Direct Independent Financial Consultants Ltd
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controlled function added: (4)Employed By at Direct Independent Financial Consultants Ltd
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controlled function added: (1)Employed By at Direct Independent Financial Consultants Ltd