Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 20 Feb 2026)
- Appointed representative dealing with clients for which they require qualification (since 29 Mar 2022)
- CF30 Customer (since 3 Mar 2022)
- CF4 Partner (AR) (12 Feb 2025 to 2 Apr 2026)
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VFC Wealth Management Limited
FRN 968792
- (1)Employed By (since 3 Mar 2022)
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- [FCA CF] Functions requiring qualifications (9 Jul 2019 to 30 Sep 2020)
- [FCA CF] Client dealing (9 Jul 2019 to 30 Sep 2020)
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- CF30 Customer (21 Feb 2011 to 30 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.