Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 20 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (since 29 Mar 2022)
    • CF30 Customer (since 3 Mar 2022)
    • CF4 Partner (AR) (12 Feb 2025 to 2 Apr 2026)
    • (1)Employed By (since 3 Mar 2022)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Functions requiring qualifications (9 Jul 2019 to 30 Sep 2020)
    • [FCA CF] Client dealing (9 Jul 2019 to 30 Sep 2020)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (21 Feb 2011 to 30 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.