Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2020)
    • CF30 Customer (30 Apr 2019 to 8 Dec 2019)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (17 Mar 2015 to 31 Oct 2015)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF26 Customer Trading (8 Jan 2002 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.