Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Bank Financial Inc (no longer approved here)

    FRN 124715

    • CF30 Customer (1 Nov 2007 to 29 Jul 2008)
    • CF21 Investment Adviser (24 Jul 2006 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (18 Feb 2005 to 21 Jul 2006)
    • CF22 Investment Adviser (Trainee) (26 Jan 2005 to 18 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.