Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JULIAN HARRIS ADVISER NETWORK LIMITED
FRN 304155
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
- CF30 Customer (since 25 Mar 2026)
- CF1 Director (AR) (since 25 Mar 2026)
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Julian Harris Financial Consultants
FRN 153566
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 1 Mar 2023)
- CF30 Customer (since 16 Feb 2023)
- CF1 Director (AR) (since 16 Feb 2023)
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Newmorro Limited
FRN 988550
- (2)Employed By (since 16 Feb 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Apr 2023)
- CF30 Customer (19 Dec 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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