Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (15 Mar 2020 to 9 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Mar 2020)
- CF11 Money Laundering Reporting (6 Nov 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.