Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jan 2024)
    • SMF16 Compliance Oversight (since 8 Jan 2024)
    • SMF3 Executive Director (since 14 Jul 2023)
    • [FCA CF] Manager of certification employee (since 2 Jun 2023)
    • [FCA CF] Client dealing (since 2 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF2 Non Executive Director (AR) (6 Aug 2019 to 6 Nov 2020)
  • Kellands (Bristol) Limited (no longer approved here)

    FRN 196145

    • CF2 Non Executive Director (30 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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