Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CCLA INVESTMENT MANAGEMENT LIMITED
FRN 119281
- [FCA CF] Client dealing (since 27 Oct 2020)
- [FCA CF] Functions requiring qualifications (27 Oct 2020 to 26 Sep 2023)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 16 May 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2025)
- CF2 Non Executive Director (1 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (2 Oct 2014 to 1 Feb 2019)
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- CF30 Customer (1 Dec 2009 to 6 Jun 2013)
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- CF30 Customer (4 Mar 2009 to 6 Jun 2013)
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- CF30 Customer (1 Nov 2007 to 6 Jun 2013)
- CF27 Investment Management (22 Aug 2005 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.