Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (14 Nov 2007 to 25 Dec 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 5 Nov 2007)
    • CF21 Investment Adviser (18 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Sep 2005 to 18 Sep 2006)
  • Saxon Financial Advice Limited (no longer approved here)

    FRN 210326

    • CF22 Investment Adviser (Trainee) (18 Jun 2002 to 15 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.