Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2020)
    • SMF16 Compliance Oversight (since 13 Feb 2020)
    • SMF3 Executive Director (since 13 Feb 2020)
    • [FCA CF] Client dealing (since 13 Feb 2020)
    • Responsibility for MCD Intermediation (since 13 Feb 2020)
    • Responsible for Insurance Distribution (since 13 Feb 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF4 Partner (AR) (31 Oct 2004 to 4 Jul 2007)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (2 Apr 2002 to 7 Nov 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.