Robin Charles Phillips

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (16 Jul 2018 to 24 Jun 2019)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2018 to 7 Feb 2019)
    • [PRA CF] Managing a material risk taker (16 Jul 2018 to 24 Jun 2019)
    • [FCA CF] Significant management (16 Jul 2018 to 7 Feb 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (17 Feb 2017 to 7 Feb 2019)
    • [FCA CF] Client dealing (17 Feb 2017 to 27 Jun 2019)
    • [FCA CF] Manager of certification employee (17 Feb 2017 to 24 Jun 2019)
    • [PRA CF] Managing a material risk taker (17 Feb 2017 to 24 Jun 2019)
    • [PRA CF] Significant risk taker or Material risk taker (17 Feb 2017 to 7 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF17 Significant Mgt (Other Business Operations) (13 Oct 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (13 Oct 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (10 Dec 2003 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF23 Corporate Finance Adviser (1 Nov 2002 to 13 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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