Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (13 May 2022 to 31 Mar 2025)
- [FCA CF] Significant management (9 Dec 2019 to 13 May 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 3 Dec 2024)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
- CF10 Compliance Oversight (20 Nov 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (20 Nov 2019 to 3 Dec 2024)
- CF1 Director (15 Oct 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (28 Apr 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.