Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (3 Dec 2024 to 31 Aug 2025)
- [FCA CF] Material risk taker (3 Dec 2024 to 31 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2020)
- SMF1 Chief Executive (9 Dec 2019 to 27 Jun 2024)
- SMF3 Executive Director (9 Dec 2019 to 27 Jun 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.