Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 24 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 24 Jun 2025)
    • CF30 Customer (since 23 Jun 2025)
    • (1)Employed By (since 23 Jun 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF22 Investment Adviser (Trainee) (17 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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