Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 27 Jan 2022)
    • [FCA CF] Material risk taker (19 Dec 2022 to 28 May 2024)
    • CF29 Significant management (21 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2016 to 4 Jul 2016)
    • [FCA CF] Significant management (since 27 Jan 2022)
    • [FCA CF] Manager of certification employee (25 Nov 2021 to 3 Nov 2022)
    • [FCA CF] Material risk taker (17 May 2021 to 28 May 2024)
    • CF29 Significant management (21 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (24 May 2017 to 8 Dec 2019)
    • [FCA CF] Significant management (since 27 Jan 2022)
    • [FCA CF] Manager of certification employee (25 Nov 2021 to 3 Nov 2022)
    • [FCA CF] Material risk taker (17 May 2021 to 28 May 2024)
    • CF29 Significant management (21 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (24 May 2017 to 8 Dec 2019)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF30 Customer (11 Apr 2016 to 4 Jul 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (28 Nov 2008 to 21 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.