Roberto Protei

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 21 Aug 2018)
Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 21 Aug 2018)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (2 Jun 2008 to 13 Jul 2018)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (28 Feb 2005 to 13 Jul 2007)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (11 Oct 2002 to 22 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.