Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF6 Head of Key Business Areas (since 15 May 2024)
    • SMF18 Other Overall Responsibility (24 Jan 2017 to 15 May 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF29 Significant management (6 Jan 2009 to 20 Jul 2009)
    • CF30 Customer (1 Nov 2007 to 20 Jul 2009)
    • CF1 Director (24 Sep 2007 to 20 Jul 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (21 Jun 2006 to 24 May 2007)
    • CF14 Risk Assessment (21 Jun 2006 to 24 May 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF29 Significant management (6 Jan 2009 to 20 Jul 2009)
    • CF1 Director (22 Aug 2006 to 20 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

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