Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- SMF6 Head of Key Business Areas (since 15 May 2024)
- SMF18 Other Overall Responsibility (24 Jan 2017 to 15 May 2024)
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- CF29 Significant management (6 Jan 2009 to 20 Jul 2009)
- CF30 Customer (1 Nov 2007 to 20 Jul 2009)
- CF1 Director (24 Sep 2007 to 20 Jul 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (21 Jun 2006 to 24 May 2007)
- CF14 Risk Assessment (21 Jun 2006 to 24 May 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF29 Significant management (6 Jan 2009 to 20 Jul 2009)
- CF1 Director (22 Aug 2006 to 20 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.