Roberto Ferraris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (3 Nov 2016 to 22 May 2023)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 6 Jul 2017)
    • CF30 Customer (22 Feb 2014 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 10 Jul 2008)
    • CF23 Corporate Finance Adviser (28 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.