Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (2 Nov 2011 to 13 Jun 2014)
- CF10 Compliance Oversight (2 Nov 2011 to 13 Jun 2014)
- CF3 Chief Executive (2 Nov 2011 to 13 Jun 2014)
- CF29 Significant management (1 Nov 2007 to 13 Jun 2014)
- CF17 Significant Mgt (Other Business Operations) (24 Jun 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.