Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OMNI - FINANCIAL LTD
FRN 737468
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 30 Sep 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
- CF30 Customer (16 Sep 2016 to 8 Dec 2019)
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- CF30 Customer (6 Sep 2012 to 16 Sep 2016)
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- Employed By (6 Sep 2012 to 16 Sep 2016)
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- Employed By (23 Jun 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.