Roberto Carlo Luca Pozzi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 21 Feb 2012)
    • CF21 Investment Adviser (7 Feb 2005 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (24 Mar 2004 to 27 Oct 2004)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.