Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sciens Capital Limited
FRN 170053
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (31 Dec 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (31 Dec 2015 to 8 Dec 2019)
- CF1 Director (24 Aug 2015 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
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Sciens Group Risk Services Limited
FRN 627924
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Apr 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 22 Apr 2026)
- CF10 Compliance Oversight (31 Dec 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (31 Dec 2015 to 8 Dec 2019)
- CF1 Director (10 Feb 2015 to 8 Dec 2019)
- CF30 Customer (10 Feb 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.