Roberta Girard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd

    FRN 119319

    • [FCA CF] Manager of certification employee (since 15 Jan 2026)
    • [FCA CF] Client dealing (since 1 May 2024)
  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

    FRN 114627

    • [FCA CF] Manager of certification employee (15 Jan 2026 to 2 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2026)
    • CF30 Customer (27 Jan 2011 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 22 Jan 2016)
    • CF21 Investment Adviser (11 Apr 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2002 to 11 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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