Robert Xiangjun Shi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Linear Investments Limited
FRN 537389
- [FCA CF] Client dealing (since 24 Jan 2022)
- CF30 Customer (1 Oct 2015 to 24 Jan 2022)
ANALECT CAPITAL MANAGEMENT LTD
FRN 821259
- [FCA CF] Client dealing (since 24 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (9 Nov 2018 to 8 Dec 2019)
- CF1 Director (9 Nov 2018 to 8 Dec 2019)
- CF30 Customer (9 Nov 2018 to 8 Dec 2019)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (5 Feb 2008 to 31 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.