Robert Wood

Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (142)[FCA CF] Client dealing (13 Dec 2019 to 29 Sep 2023)
    • (143)[FCA CF] Functions requiring qualifications (13 Dec 2019 to 29 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (142)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (143)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD