Robert Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Benchmark Wealth Management Limited

    FRN 797692

    • (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (2)4. Giving personal recommendations on retail investment products which are not broker funds
    • (9)CF1 Director (AR) (since 6 May 2025)
    • (10)[FCA CF] Client dealing (since 1 Jan 2020)
    • (8)Appointed representative dealing with clients for which they require qualification (since 1 Jan 2020)
    • (11)[FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (5)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (3)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (7)CF30 Customer (since 1 Mar 2018)
    • (9)Responsible for Insurance Mediation (1 Mar 2018 to 30 Sep 2018)
    • (10)CF11 Money Laundering Reporting (1 Mar 2018 to 8 Dec 2019)
    • (11)CF10 Compliance Oversight (1 Mar 2018 to 8 Dec 2019)
    • (12)CF1 Director (1 Mar 2018 to 8 Dec 2019)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (12 Feb 2018 to 26 Feb 2018)
    • CF1 Director (AR) (12 Feb 2018 to 26 Feb 2018)
  • Lacy Watson Financial Services Ltd (no longer approved here)

    FRN 225164

    • Employed By (8 Jun 2016 to 1 Dec 2019)
  • Summers Financial Services Ltd (no longer approved here)

    FRN 551976

    • Employed By (8 Jun 2016 to 1 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at Benchmark Wealth Management Limited

  2. controlled function removed: SMF16 Compliance Oversight at Benchmark Wealth Management Limited

  3. controlled function removed: Appointed representative dealing with clients for which they require qualification at Benchmark Wealth Management Limited

  4. controlled function removed: CF1 Director (AR) at Benchmark Wealth Management Limited

  5. controlled function removed: [FCA CF] Functions requiring qualifications at Benchmark Wealth Management Limited

  6. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Benchmark Wealth Management Limited

  7. controlled function removed: CF30 Customer at Benchmark Wealth Management Limited

  8. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Benchmark Wealth Management Limited

  9. controlled function removed: [FCA CF] Client dealing at Benchmark Wealth Management Limited

  10. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Benchmark Wealth Management Limited

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