Robert William Yeates

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blakes Financial Management Limited

    FRN 810027

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Dec 2021)
    • CF30 Customer (23 Feb 2018 to 23 Dec 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (19 May 2017 to 26 Feb 2018)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (19 May 2017 to 26 Feb 2018)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 26 Feb 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Tenet Financial Services Limited (no longer approved here)

    FRN 172174

    • Employed By (4 Oct 1999 to 26 Feb 2018)

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Updates to this individual's record on the FCA register.

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