Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 17 Jun 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 13 Feb 2025)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2015)
    • CF21 Investment Adviser (29 Jan 2003 to 31 Oct 2007)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF30 Customer (4 Feb 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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