Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Newgate Private Equity Limited (no longer approved here)

    FRN 142840

    • [FCA CF] Client dealing (7 Oct 2024 to 9 Jan 2026)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF4 Partner (AR) (19 Jul 2023 to 28 Feb 2025)
    • CF30 Customer (19 Jul 2023 to 28 Feb 2025)
  • HILLPOINT PARTNERS LIMITED LIABILITY PARTNERSHIP (no longer approved here)

    FRN 999684

    • (1)Employed By (19 Jul 2023 to 28 Feb 2025)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF10 Compliance Oversight (14 Nov 2011 to 5 Dec 2011)
    • CF11 Money Laundering Reporting (14 Nov 2011 to 5 Dec 2011)
    • CF1 Director (8 Apr 2011 to 23 Aug 2019)
    • CF30 Customer (1 Nov 2007 to 23 Aug 2019)
    • CF27 Investment Management (9 Jun 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.