Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Oct 2024 to 9 Jan 2026)
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- CF4 Partner (AR) (19 Jul 2023 to 28 Feb 2025)
- CF30 Customer (19 Jul 2023 to 28 Feb 2025)
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- (1)Employed By (19 Jul 2023 to 28 Feb 2025)
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- CF10 Compliance Oversight (14 Nov 2011 to 5 Dec 2011)
- CF11 Money Laundering Reporting (14 Nov 2011 to 5 Dec 2011)
- CF1 Director (8 Apr 2011 to 23 Aug 2019)
- CF30 Customer (1 Nov 2007 to 23 Aug 2019)
- CF27 Investment Management (9 Jun 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.