Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- CF1 Director (AR) (since 7 Aug 2024)
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Spectrum Mortgages and Protection Ltd
FRN 796211
- (1)Employed By (since 7 Aug 2024)
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Spectrum Wealth Management Ltd
FRN 771506
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 14 Dec 2020)
- CF30 Customer (since 14 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (16 Nov 2018 to 8 Dec 2019)
- CF30 Customer (16 Nov 2018 to 8 Dec 2019)
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Spectrum Advice Network Ltd
FRN 938972
- (2)Employed By (since 14 Dec 2020)
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- CF30 Customer (24 Aug 2011 to 31 Jan 2019)
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- (4)Employed By (5 Jul 2005 to 25 Aug 2011)
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- (7)Employed By (20 Nov 1998 to 21 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.