Robert William Barnett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bob Barnett Limited

    FRN 585700

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 29 Apr 2016)
    • CF10 Compliance Oversight (29 Nov 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (29 Nov 2012 to 30 Sep 2018)
    • CF1 Director (29 Nov 2012 to 8 Dec 2019)
    • CF30 Customer (29 Nov 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Nov 2012 to 8 Dec 2019)
  • FACET INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 131372

    • CF30 Customer (16 Mar 2015 to 24 Oct 2018)
  • PROGRESSIVE FINANCIAL SOLUTIONS LIMITED (no longer approved here)

    FRN 590518

    • CF30 Customer (2 Apr 2013 to 8 Apr 2014)
    • CF1 Director (2 Apr 2013 to 8 Apr 2014)
    • CF10 Compliance Oversight (2 Apr 2013 to 8 Apr 2014)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (27 Apr 2011 to 28 Nov 2012)
    • CF30 Customer (1 Nov 2007 to 28 Nov 2012)
    • CF21 Investment Adviser (2 Aug 2005 to 31 Oct 2007)
  • Bob Barnett Limited (no longer approved here)

    FRN 498568

    • Employed By (6 Apr 2009 to 28 Nov 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (19 Jun 2003 to 22 Sep 2005)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (656)Employed By (19 Jun 2003 to 22 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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