Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 22 Jan 2026)
    • [FCA CF] Manager of certification employee (since 22 Sep 2025)
    • [FCA CF] Client dealing (since 21 Jul 2025)
    • [FCA CF] Material risk taker (since 22 Jan 2026)
    • [FCA CF] Manager of certification employee (since 22 Sep 2025)
    • [FCA CF] Client dealing (since 21 Jul 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (4 May 2020 to 13 Nov 2024)
    • [FCA CF] Material risk taker (1 Apr 2019 to 13 Nov 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 13 Nov 2024)
    • CF30 Customer (11 Nov 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (3 Nov 2008 to 30 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.