Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 22 Jan 2026)
- [FCA CF] Manager of certification employee (since 22 Sep 2025)
- [FCA CF] Client dealing (since 21 Jul 2025)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 22 Jan 2026)
- [FCA CF] Manager of certification employee (since 22 Sep 2025)
- [FCA CF] Client dealing (since 21 Jul 2025)
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- [FCA CF] Manager of certification employee (4 May 2020 to 13 Nov 2024)
- [FCA CF] Material risk taker (1 Apr 2019 to 13 Nov 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 13 Nov 2024)
- CF30 Customer (11 Nov 2013 to 6 Mar 2016)
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- CF30 Customer (3 Nov 2008 to 30 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.