Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 13 Mar 2026)
    • [FCA CF] Client dealing (1 Sep 2021 to 13 Mar 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jul 2021)
    • CF30 Customer (1 Apr 2014 to 28 Sep 2015)
  • CJP Financial Services Ltd (no longer approved here)

    FRN 466798

    • Employed By (18 Jul 2017 to 30 Jul 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (9 Oct 2015 to 18 Jun 2017)
  • Polygon Financial Ltd (no longer approved here)

    FRN 435238

    • CF30 Customer (4 Feb 2014 to 25 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.