Robert Whelan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Significant management (15 Aug 2022 to 28 Feb 2023)
    • [FCA CF] Material risk taker (10 Mar 2021 to 28 Feb 2023)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Material risk taker (26 Oct 2020 to 9 Sep 2021)
    • [FCA CF] Significant management (26 Oct 2020 to 9 Sep 2021)
    • SMF2 Chief Finance (9 Dec 2019 to 31 Aug 2020)
    • CF28 Systems and controls (11 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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