Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Mar 2019)
    • [FCA CF] Client dealing (since 28 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (1 Dec 2005 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 1 Dec 2005)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
    • CF26 Customer Trading (1 Dec 2005 to 31 Oct 2007)
    • CF27 Investment Management (31 Jan 2002 to 1 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.