Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • (1)Employed By (since 1 Dec 2001)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF4 Partner (AR) (14 Jan 2005 to 5 May 2005)
  • Rocwood (no longer approved here)

    FRN 408111

    • (2)Employed By (11 Jan 2005 to 5 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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