Robert Wartchow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pemberton Capital Advisors LLP

    FRN 561640

    • [FCA CF] Material risk taker (since 26 Mar 2025)
    • [FCA CF] Manager of certification employee (since 28 Feb 2022)
    • [FCA CF] Client dealing (since 25 Feb 2021)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 18 Oct 2020)
    • [FCA CF] Material risk taker (1 Jan 2019 to 18 Oct 2020)
    • [PRA CF] Managing a material risk taker (1 Jan 2019 to 18 Oct 2020)
    • [FCA CF] Manager of certification employee (5 May 2017 to 13 Aug 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 13 Aug 2020)
    • CF30 Customer (11 Aug 2014 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 9 May 2014)
    • CF22 Investment Adviser (Trainee) (1 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.