Robert Ward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • SMF24 Chief Operations (19 Jun 2023 to 31 Dec 2024)
    • [FCA CF] Significant management (1 Oct 2022 to 19 Jun 2023)
    • SMF22 Other Local Responsibility (10 Mar 2021 to 30 Sep 2022)
    • [FCA CF] Material risk taker (17 Apr 2019 to 10 Mar 2021)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF1 Director (11 Oct 2013 to 24 Mar 2015)
    • CF29 Significant management (19 Jul 2013 to 23 Mar 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (19 Jul 2013 to 23 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

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