Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF16 Significant Mgt (Desgntd Investment Business) (17 Aug 2004 to 13 Sep 2006)
    • CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF16 Significant Mgt (Desgntd Investment Business) (29 Dec 2003 to 13 Sep 2006)
    • CF26 Customer Trading (1 Dec 2001 to 17 Dec 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.