Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 26 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Mar 2025)
  • Fundsmith LLP

    FRN 523102

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Apr 2022)
    • SMF16 Compliance Oversight (since 12 Apr 2022)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Aug 2020 to 6 Jul 2021)
    • SMF3 Executive Director (18 Aug 2020 to 6 Jul 2021)
    • SMF16 Compliance Oversight (18 Aug 2020 to 6 Jul 2021)
  • Jupiter Unit Trust Managers Limited (no longer approved here)

    FRN 122488

    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jul 2021)
    • CF1 Director (1 Dec 2001 to 1 Oct 2018)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jul 2021)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 31 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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